regulatory enforcement defense and internal investigation

Financial Services

IPLL offers financial services effectively and efficiently in the most significant matters affecting financial institutions. While IPLL’s coverage is broad, key industry counseling areas include: regulatory initiatives and legislation; asset management; Bank Secrecy Act and OFAC; capital market activities; capital-related issues; derivatives and innovative financial products; mergers and acquisitions; privacy law compliance; private label programs; product development and compliance; regulatory enforcement defense and internal investigation. Exemplary areas of counseling include